Total organic carbon

Total organic carbon (TOC) is the amount of carbon found in an organic compound and is often used as a non-specific indicator of water quality or cleanliness of pharmaceutical manufacturing equipment. TOC may also refer to the amount of organic carbon in soil, or in a geological formation, particularly the source rock for a petroleum play; 2% is a rough minimum.^[1] For marine surface sediments, average TOC content is 0.5% in the deep ocean, and 2% along the eastern margins.^[2]

A typical analysis for TOC measures both the total carbon present and the so-called "inorganic carbon" (IC), the latter representing the content of dissolved carbon dioxide and carbonic acid salts. Subtracting the inorganic carbon from the total carbon yields TOC. Another common variant of TOC analysis involves removing the IC portion first and then measuring the leftover carbon. This method involves purging an acidified sample with carbon-free air or nitrogen prior to measurement, and so is more accurately called non-purgeable organic carbon (NPOC).^[3]

Analysis

Environmental

Since the early 1970s, TOC has been an analytic technique used to measure water quality during the drinking water purification process. TOC in source waters comes from decaying natural organic matter (NOM) as well as synthetic sources. Humic acid, fulvic acid, amines, and urea are examples of NOM. Some detergents, pesticides, fertilizers, herbicides, industrial chemicals, and chlorinated organics are examples of synthetic sources.^[4] Before source water is treated for disinfection, TOC provides an estimate of the amount of NOM in the water source. In water treatment facilities, source water is subject to reaction with chloride containing disinfectants. When the raw water is chlorinated, active chlorine compounds (Cl₂, HOCl, ClO⁻) react with NOM to produce chlorinated disinfection byproducts (DBPs). Researchers have determined that higher levels of NOM in source water during the disinfection process will increase the amount of carcinogens in the processed drinking water.

With passage of the U.S. Safe Drinking Water Act in 2001, TOC analysis emerged as a quick and accurate alternative to the classical but more lengthy biological oxygen demand (BOD) and chemical oxygen demand (COD) tests traditionally reserved for assessing the pollution potential of wastewaters. Today, environmental agencies regulate the trace limits of DBPs in drinking water. Recently published analytical methods, such as United States Environmental Protection Agency (EPA) method 415.3,^[5] support the Agency's Disinfectants and Disinfection Byproducts Rules, which regulate the amount of NOM to prevent the formation of DBPs in finished waters.^[6][7]

Pharmaceutical

Introduction of organic matter into water systems occurs not only from living organisms and from decaying matter in source water, but also from purification and distribution system materials. A relationship may exist between endotoxins, microbial growth, and the development of biofilms on pipeline walls and biofilm growth within pharmaceutical distribution systems. A correlation is believed to exist between TOC concentrations and the levels of endotoxins and microbes. Sustaining low TOC levels helps to control levels of endotoxins and microbes and thereby the development of biofilm growth. The United States Pharmacopoeia (USP), European Pharmacopoeia (EP) and Japanese Pharmacopoeia (JP) recognize TOC as a required test for purified water and water for injection (WFI). For this reason, TOC has found acceptance as a process control attribute in the biotechnology industry to monitor the performance of unit operations comprising purification and distribution systems. As many of these biotechnology operations include the preparation of medicines, the U.S. Food and Drug Administration (FDA) enacts numerous regulations to protect the health of the public and ensure the product quality is maintained. To make sure there is no cross-contamination between product runs of different drugs, various cleaning procedures are performed. TOC concentration levels are used to track the success of these cleaning validation procedures especially clean-in-place (CIP).

Measurement

Relationship of carbon-content categories

A variety of different terms are used to identify the different types of carbon present at different levels of detail.

• Total Carbon (TC) – all the carbon in the sample, including both inorganic and organic carbon
• Total Inorganic Carbon (TIC) – often referred to as inorganic carbon (IC), carbonate, bicarbonate, and dissolved carbon dioxide (CO₂).
• Total Organic Carbon (TOC) – material derived from decaying vegetation, bacterial growth, and metabolic activities of living organisms or chemicals.
• Elemental Carbon (EC) – charcoal, coal, and soot. Resistant to analytical digestion and extraction, EC can be a fraction of either TIC or TOC depending on analytical approach.^[8]
• Non-Purgeable Organic Carbon (NPOC) – commonly referred to as TOC; organic carbon remaining in an acidified sample after purging the sample with gas.
• Purgeable (volatile) Organic Compound (VOC) – organic carbon that has been removed from a neutral, or acidified sample by purging with an inert gas. These are the same compounds referred to as Volatile Organic Compounds (VOC) and usually determined by Purge and Trap Gas Chromatography.
• Dissolved Organic Carbon (DOC) – organic carbon remaining in a sample after filtering the sample, typically using a 0.45 micrometer filter.
• Suspended Organic Carbon – also called particulate organic carbon (POC); the carbon in particulate form that is too large to pass through a filter.

2011 Ocean particulate organic carbon derived from the MODIS-aqua.

Since all TOC analyzers only actually measure total carbon, TOC analysis always requires some accounting for the inorganic carbon that is always present. One analysis technique involves a two-stage process commonly referred to as TC-IC. It measures the amount of inorganic carbon (IC) evolved from an acidified aliquot of a sample and also the amount of total carbon (TC) present in the sample. TOC is calculated by subtraction of the IC value from the TC the sample. Another variant employs acidification of the sample to evolve carbon dioxide and measuring it as inorganic carbon (IC), then oxidizing and measuring the remaining non-purgeable organic carbon (NPOC). This is called TIC-NPOC analysis. A more common method directly measures TOC in the sample by again acidifying the sample to a pH value of two or less to release the IC gas but in this case to the air not for measurement. The remaining non-purgeable CO₂ gas (NPOC) contained in the liquid aliquot is then oxidized releasing the gases. These gases are then sent to the detector for measurement.

Whether the analysis of TOC is by TC-IC or NPOC methods, it may be broken into three main stages:

1. Acidification
2. Oxidation
3. Detection and Quantification

The first stage is acidification of the sample for the removal of the IC and POC gases. The release of these gases to the detector for measurement or to the air is dependent upon which type of analysis is of interest, the former for TC-IC and the latter for TOC (NPOC).

Acidification

Addition of acid and inert-gas sparging allows all bicarbonate and carbonate ions to be converted to carbon dioxide, and this IC product vented along with any POC that was present.

Oxidation

The second stage is the oxidation of the carbon in the remaining sample in the form of carbon dioxide (CO₂) and other gases. Modern TOC analyzers perform this oxidation step by several processes:

1. High Temperature Combustion
2. High temperature catalytic oxidation (HTCO)
3. Photo-oxidation alone
4. Thermo-chemical oxidation
5. Photo-chemical oxidation
6. Electrolytic Oxidation

High temperature combustion

Prepared samples are combusted at 1,200 °C in an oxygen-rich atmosphere. All carbon present converts to carbon dioxide, flows through scrubber tubes to remove interferences such as chlorine gas, and water vapor, and the carbon dioxide is measured either by absorption into a strong base then weighed, or using an Infrared Detector.^[9] Most modern analyzers use non-dispersive infrared (NDIR) for detection of the carbon dioxide. Compared to the conventional high temperature catalytic oxidation, the great benefit of the combustion-method is the high oxidation power, so that oxidation-promoting catalysts are superfluous.^[10]

High temperature catalytic oxidation

An HTCO combustion tube packed with platinum catalyst

A manual or automated process injects the sample onto a platinum catalyst at 680 °C in an oxygen rich atmosphere. The concentration of carbon dioxide generated is measured with a non-dispersive infrared (NDIR) detector.^[11]

Oxidation of the sample is complete after injection into the furnace, turning oxidizable material in the sample into gaseous form. A carbon-free carrier gas transports the CO₂, through a moisture trap and halide scrubbers to remove water vapor and halides from the gas stream before it reaches the detector. These substances can interfere with the detection of the CO₂ gas. The HTCO method may be useful in those applications where difficult to oxidize compounds, or high molecular weight organics, are present as it provides almost complete oxidation of organics including solids and particulates small enough to be injected into the furnace. The major drawback of HTCO analysis is its unstable baseline resulting from the gradual accumulation of non-volatile residues within the combustion tube. These residues continuously change TOC background levels requiring continuous background correction. Because aqueous samples are injected directly into a very hot, usually quartz, furnace only small aliquots (less than 2 milliliters and usually less than 400 micro-liters) of sample can be handled making the methods less sensitive than chemical oxidation methods capable of digesting as much as 10 times more sample. Also, the salt content of the samples do not combust, and so therefore, gradually build a residue inside the combustion tube eventually clogging the catalyst resulting in poor peak shapes, and degraded accuracy or precision, unless appropriate maintenance procedures are followed. The catalyst should be regenerated or replaced as needed. To avoid this problem the manufacturing industry has developed several concepts, such as matrix separation,^[12] ceramic reactors, better process control or methods without catalysts.^[13][14]

Photo-oxidation (ultraviolet light)

In this oxidation scheme, ultra-violet light alone oxidizes the carbon within the sample to produce CO₂. The UV oxidation method offers the most reliable, low maintenance method of analyzing TOC in ultra-pure waters.

Ultraviolet/persulfate oxidation

Like the photo-oxidation method, UV light is the oxidizer but the oxidation power of the reaction is magnified by the addition of a chemical oxidizer, which is usually a persulfate compound. The mechanisms of the reactions are as follows:

Free radical oxidants formed:

${\displaystyle \mathrm {S} _{2}\mathrm {O} _{8}^{2-}{\underset {hv}{\longrightarrow }}2\ \mathrm {SO} _{4}^{-\bullet }}$

${\displaystyle \mathrm {H} _{2}\mathrm {O} {\underset {hv}{\longrightarrow }}\mathrm {H} ^{+}+\mathrm {OH} ^{\bullet }}$

${\displaystyle \mathrm {SO} _{4}^{-\bullet }+\mathrm {H} _{2}\mathrm {O} \longrightarrow \mathrm {SO} _{4}^{2-}+\mathrm {OH} ^{\bullet }+\mathrm {H} ^{+}}$

Excitation of organics:

${\displaystyle \mathrm {R} {\underset {hv}{\longrightarrow }}\mathrm {R} ^{*}}$

Oxidaton of organics:

${\displaystyle \mathrm {R} ^{*}+\mathrm {SO} _{4}^{-\bullet }+\mathrm {OH} ^{\bullet }\longrightarrow n\mathrm {CO} _{2}+\dots }$

The UV–chemical oxidation method offers a relatively low maintenance, high sensitivity method for a wide range of applications. However, there are oxidation limitations of this method. Limitations include the inaccuracies associated with the addition of any foreign substance into the analyte and samples with high amounts of particulates. Performing "System Blank" analysis, which is to analyze then subtract the amount of carbon contributed by the chemical additive, inaccuracies are lowered. However, analyses of levels below 200 ppb TOC are still difficult.

Thermochemical persulfate oxidation

Also known as heated persulfate, the method utilizes the same free radical formation as UV persulfate oxidation except uses heat to magnify the oxidizing power of persulfate. Chemical oxidation of carbon with a strong oxidizer, such as persulfate, is highly efficient, and unlike UV, is not susceptible to lower recoveries caused by turbidity in samples. The analysis of system blanks, necessary in all chemical procedures, is especially necessary with heated persulfate TOC methods because the method is so sensitive that reagents cannot be prepared with carbon contents low enough to not be detected. Persulfate methods are used in the analysis of wastewater, drinking water, and pharmaceutical waters. When used in conjunction with sensitive NDIR detectors heated persulfate TOC instruments readily measure TOC at single digit parts per billion (ppb) up to hundreds of parts per million (ppm) depending on sample volumes.

Detection and quantification

Accurate detection and quantification are the most vital components of the TOC analysis process. Conductivity and non-dispersive infrared (NDIR) are the two common detection methods used in modern TOC analyzers.

Conductivity

There are two types of conductivity detectors, direct and membrane. Direct conductivity provides an all-encompassing approach of measuring CO₂. This detection method uses no carrier gas, is good at the parts per billion (ppb) ranges, but has a very limited analytical range. Membrane conductivity relies upon the filtering of the CO₂ prior to measuring it with a conductivity cell. Both methods analyze sample conductivity before and after oxidization, attributing this differential measurement to the TOC of the sample. During the sample oxidization phase, CO₂ (directly related to the TOC in the sample) and other gases are formed. The dissolved CO₂ forms a weak acid, thereby changing the conductivity of the original sample proportionately to the TOC in the sample. Conductivity analyses assume that only CO₂ is present within the solution. As long as this holds true, then the TOC calculation by this differential measurement is valid. However, depending on the chemical species present in the sample and their individual products of oxidation, they may present either a positive or a negative interference to the actual TOC value, resulting in analytical error. Some of the interfering chemical species include Cl⁻, HCO₃⁻, SO₃²⁻, SO₂⁻, ClO₂⁻, and H⁺. Small changes in pH and temperature fluctuations also contribute to inaccuracy. Membrane conductivity analyzers have improved upon the direct conductivity approach by incorporating the use of hydrophobic gas permeation membranes to allow a more “selective” passage of the dissolved CO₂ gas and nothing else. This provides a more precise and accurate measurement of the organics that were converted to CO₂.^[15]

Non-dispersive infrared (NDIR)

The non-dispersive infrared analysis (NDIR) method offers the only practical interference-free method for detecting CO₂ in TOC analysis. The principal advantage of using NDIR is that it directly and specifically measures the CO₂ generated by oxidation of the organic carbon in the oxidation reactor, rather than relying on a measurement of a secondary, corrected effect, such as used in conductivity measurements.

Plot of atmospheric transmittance in part of IR region showing CO₂ absorbing wavelengths

A traditional NDIR detector relies upon flow-through-cell technology, where the oxidation product flows into and out of the detector continuously. A region of absorption of infrared light specific to CO₂, usually around 4.26 µm (2350 cm⁻¹), is measured over time as the gas flows through the detector. A second reference measurement that is non-specific to CO₂ is also taken and the differential result correlates to the CO₂ concentration in the detector at that moment. As the gas continues to flow into and out of the detector cell the sum of the measurements results in a peak that is integrated and correlated to the total CO₂ concentration in the sample aliquot.

A new advance of NDIR technology is Static Pressurized Concentration (SPC). The exit valve of the NDIR is closed to allow the detector to become pressurized. Once the gases in the detector have reached equilibrium, the concentration of the CO₂ is analyzed. This pressurization of the sample gas stream in the NDIR, a patented technique, allows for increased sensitivity and precision by measuring the entirety of the oxidation products of the sample in one reading, compared to flow-through cell technology. The output signal is proportional to the concentration of CO₂ in the carrier gas, from the oxidation of the sample aliquot. UV/ Persulfate oxidation combined with NDIR detection provides good oxidation of organics, low instrument maintenance, good precision at ppb levels, relatively fast sample analysis time and easily accommodates multiple applications, including purified water (PW), water for injection (WFI), CIP, drinking water and ultra-pure water analyses.

Analyzers

Virtually all TOC analyzers measure the CO₂ formed when organic carbon is oxidized and/or when inorganic carbon is acidified. Oxidation is performed either through Pt-catalyzed combustion, by heated persulfate, or with a UV/persulfate reactor. Once the CO₂ is formed, it is measured by a detector: either a conductivity cell (if the CO₂ is aqueous) or a non-dispersive infrared cell (after purging the aqueous CO₂ into the gaseous phase). Conductivity detection is only desirable in the lower TOC ranges in deionized waters, whereas NDIR detection excels in all TOC ranges. A variation described as Membrane Conductometric Detection can allow for measurement of TOC across a wide analytical range in both deionized and non-deionized water samples. Modern high-performance TOC instruments are capable of detecting carbon concentrations well below 1 µg/L (1 part per billion or ppb).

A total organic carbon analyzer determines the amount of carbon in a water sample. By acidifying the sample and flushing with nitrogen or helium the sample removes inorganic carbon, leaving only organic carbon sources for measurement. There are two types of analyzers. One uses combustion and the other chemical oxidation. This is used as a water purity test, as the presence of bacteria introduces organic carbon.

Analyzer field testing and Reports

A non-profit research and testing organization, the Instrumentation Testing Association (ITA) can provide results of field testing online TOC analyzers in an industrial wastewater application.^[16] Gulf Coast Waste Disposal Authority (GCWDA), Bayport Industrial Wastewater Treatment Plant in Pasadena, Texas sponsored and conducted this test in 2011. The GCWDA Bayport facility treats approximately 30 mgd of industrial waste received from approximately 65 customers (primarily petrochemical). Field tests consisted of operating online TOC analyzers at the influent of the Bayport facility in which TOC concentrations can range from 490 to 1020 mg/L with an average of 870 mg/L. GCWDA conducts approximately 102 TOC analyses in their laboratory per day at their Bayport treatment facility and use TOC measurements for process control and billing purposes. GCWDA plans to use online TOC analyzers for process control, detecting influent slug loads from industries and to potentially use online TOC analyzers to detect and monitor volatiles of the incoming stream. Field tests were conducted for a period of 90-days and used laboratory conformance measurements once per day to compare with analyzer output to demonstrate the instrument's overall accuracy when subjected to many simultaneously changing parameters as experienced in real-time monitoring conditions. Field test results can provide information regarding instrument design, operation and maintenance requirements which influence the performance of the instruments in field applications. The field test report includes evaluations of online TOC analyzers utilizing the following technologies: High Temperature Combustion (HTC), High Temperature Catalytic/Combustion Oxidation (HTCO), Supercritical Water Oxidation (SCWO), and Two-Stage Advanced Oxidation (TSAO).

Combustion

In a combustion analyzer, half of the sample is injected into a chamber where it is acidified, usually with phosphoric acid, to turn all of the inorganic carbon into carbon dioxide as per the following reaction:

CO₂ + H₂O ⇌ H₂CO₃ ⇌H⁺ + HCO₃⁻ ⇌ 2H⁺ + CO₃²⁻

This is then sent to a detector for measurement. The other half of the sample is injected into a combustion chamber which is raised to between 600–700 °C, some even up to 1200 °C. Here, all the carbon reacts with oxygen, forming carbon dioxide. It's then flushed into a cooling chamber, and finally into the detector. Usually, the detector used is a non-dispersive infrared spectrophotometer. By finding the total inorganic carbon and subtracting it from the total carbon content, the amount of organic carbon is determined.

Chemical oxidation

Chemical oxidation analyzers inject the sample into a chamber with phosphoric acid followed by persulfate. The analysis is separated into two steps. One removes inorganic carbon by acidification and purging. After removal of inorganic carbon persulfate is added and the sample is either heated or bombarded with UV light from a mercury vapor lamp. Free radicals form persulfate and react with any carbon available to form carbon dioxide. The carbon from both determination (steps) is either run through membranes which measure the conductivity changes that result from the presence of varying amounts of carbon dioxide, or purged into and detected by a sensitive NDIR detector. Same as the combustion analyzer, the total carbon formed minus the inorganic carbon gives a good estimate of the total organic carbon in the sample. This method is often used in online applications because of its low maintenance requirements. For example, the online Biotector which is the most modern application of this method.

Applications

TOC is the first chemical analysis to be carried out on potential petroleum source rock in oil exploration. It is very important in detecting contaminants in drinking water, cooling water, water used in semiconductor manufacturing, and water for pharmaceutical use. Analysis may be made either as an online continuous measurement or a lab-based measurement.

TOC detection is an important measurement because of the effects it may have on the environment, human health, and manufacturing processes. TOC is a highly sensitive, non-specific measurement of all organics present in a sample. It, therefore, can be used to regulate the organic chemical discharge to the environment in a manufacturing plant. In addition, low TOC can confirm the absence of potentially harmful organic chemicals in water used to manufacture pharmaceutical products. TOC is also of interest in the field of potable water purification due to disinfection of byproducts. Inorganic carbon poses little to no threat.

References

1. "Technically Recoverable Shale Oil and Shale Gas Resources: An Assessment of 137 Shale Formations in 41 Countries Outside the United States" (PDF). U.S. Energy Information Administration (EIA). June 2013. Retrieved June 11, 2013.
2. Seiter, Katherina; Hensen, Christian; Schröter, Jürgen; Zabel, Matthias (2004). "Organic carbon content in surface sediments—defining regional provinces". Deep-Sea Research Part I: Oceanographic Research Papers. 51 (12): 2001–2026. doi:10.1016/j.dsr.2004.06.014.
3. Lenore S. Clescerl; Arnold E. Greenberg; Andrew D. Eaton (1999). Standard Methods for Examination of Water & Wastewater (20th ed.). Washington, DC: American Public Health Association. ISBN 0-87553-235-7. Method 5310A. Also available by online subscription at www.standardmethods.org
4. Hendricks, David W., Water Treatment Unit Processes: Physical and Chemical. Boca Raton, FL: CRC Press, 2007, pp 44–62
5. U.S. Environmental Protection Agency (EPA). Cincinnati, OH (2009)."Method 415.3: Determination of Total Organic Carbon and Specific UV Absorbance at 254 nm in Source Water and Drinking Water." Revision 1.2. Document no. EPA/600/R-09/122.
6. EPA. Washington, DC (1998). "Stage 1 Disinfectants and Disinfection Byproducts Rule." Federal Register, 63 FR 69389, 1998-12-16.
7. EPA. Washington, DC (2006). "Stage 2 Disinfectants and Disinfection Byproduct Rule." Federal Register, 71 FR 388, 2006-01-04.
8. Schumacher, B. A. (2002). "Methods for the Determination of Total Organic Carbon (TOC) in Soils and Sediments" Ecological Risk Assessment Support Center. US. Environmental Protection Agency 23p.
9. http://www.tdi-bi.com/analytical_services/environmental/NOAA_methods/TOC.pdf
10. http://www.process-worldwide.com/how-to-profit-from-toc-analyzers-reliable-monitoring-of-water-quality-a-435643/
11. Sugimura; Suzuki (1988). "A High Temperature Catalytic Oxidation Method for the Determination of Non-Volatile Dissolved Organic carbon in Seawater by Direct Injection of a Liquid Sample". Marine Chemistry. 24: 105–131. doi:10.1016/0304-4203(88)90043-6.
12. http://www.elementar.de/en/products/toc-serie/vario-toc-select.html
13. http://www.watertoday.org/Article%20Archieve/GE%20Analytics%202.pdf
14. http://www.process-worldwide.com/how-to-profit-from-toc-analyzers-reliable-monitoring-of-water-quality-a-435643/
15. ASTM E2656 - Standard Practice for Real-time Release Testing of Pharmaceutical Water for the Total Organic Carbon Attribute
16. Instrumentation Testing Association website